The exchange broker — the participant of exchange trade, rendering intermediary services in exchange transactions for his client. Stockbroker performs for his client (legal person or entrepreneur) all necessary steps and procedures for participation in exchange trading, and the conclusion of transactions. Stockbroker may conduct transactions:
Relationships between the exchange broker and the Exchange are regulated with the exchange service contract. Relationships between the exchange broker and their clients are regulated with other contracts (contract of agency and others).
Functions of the exchange broker:
Working with stockbrokers provides an opportunity to use highly skilled professionals capable of maximum benefit when conducting exchange transactions without diverting their own client's staff.
More information about the activities of stock brokers (their rights and obligations) contained in Chapter 4 of the Rules of exchange trading.
Before applying for buying/selling of the exchange goods the exchange broker is obliged to register its client at the Exchange.
- In accreditation and admission department to the auctions at the central office of an Exchange by phones:
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